This module imports and stores all data on pricing structures, financial instruments and your client register. It is a totally flexible module enabling you to integrate other applications so as to improve and facilitate the exchange of information between the various applications.
Integration via Web Services / APIs
Registration of information on clients, financial accounts and trading
Parameterisation of fees and pricing structures
Registration of fact sheets for financial instruments
This aggregates the parameterisation of the information needed for the correct application of fiscal legislation in the operations carried out and processed, in accordance with the legislation in force.
Interactive screens to parameterise the tax matrix
Calculates and automatically applies withholding tax rates and the corresponding taxes
Automatically calculates withholding tax on accrued interest for buying and selling transactions
Automatically calculates VAT and stamp duty
Combining all available information with online operations, this module makes it possible to automatically apply pricing structures to calculate costs and revenue, perform allocations using various algorithms, as well as generate and automatically send internal reports, both internally and to clients.
Automatic reception of transactions performed in trading applications
Optimised algorithms to process allotment
Automatically applies parameterised pricing structures (taxes and exemptions)
Calculates realised and unrealised margins, losses and gains
Schedules automatic communication with clients
Interactive screen to register over-the-counter transactions
Global repository with history of operations performed
Communication via SWIFT is a requirement in capital markets, so this module is fully integrated with the Settlement module to generate and receive SWIFT messages with real-time control.
Settlement of transactions
Updates the status of operations
Registration and notification of corporate events
Communication with clients and / or counterparties
Allows you to control the clearing and settlement of your business transactions.
Parameterisation of clearing, safekeeping and settlement accounts
Query on positions by safekeeping account
Integration with Interbolsa and Clearnet when settling transactions
Control and management of the settlement of operations by integration of custodians
Automatically registers and processes a wide variety of corporate events, as well as managing financial instrument positions.
Reconciliation of positions in safekeeping and settlement accounts
Automatically calculates accrued interest
Management and control of liquidation balances
Management of positions in the financial intermediary’s NOSTRO accounts
Transfer, deposit and withdrawal of securities
Management of requests to lock and unlock securities
Automatic registration and processing of corporate events
Subscription and redemption of units, and communication with management companies
Automatic processing of safekeeping, management, performance and many other fees
Issuing of reports for end clients and counterparties
In addition to controlling and validating investors’ account balances, this module also manages leverage risk in financed and/or margin accounts using highly complex algorithms.
Online balance validation with the possibility of integration with external applications
Calculation of Value at Risk
Control of settlement limits
Real-time assessment of investors’ purchasing power
Parameterisation of securities and markets haircuts
Real-time assessment of margins
Automatic transfers between financial and margins accounts
With regard to commercial paper and bond loans, this module generates all information and financial flow between the various players in the primary market, ensuring that each one’s obligations are fulfilled
Creation of single and group programs
Control of issuances allocated to the same program
Parameterisation of book runners and agents
Registration and processing of subscriptions in the primary market
Setting and parameterisation of different types of charges by issue
Setting of alerts and their recipients by issue date
Generation of various types of reports
Automatically integrates all accounting operations that were performed based on parameterisation rules and generates files for accounting applications.
Identification of transactions entered
Creation of chargebacks
Flexibility in the parameterisation of accounting rules
Aggregation of accounting entries
Guaranteed validations on transactions entered
Entry of external transactions
Creation of files for accounting applications
Certified by Portugal’s Tax Authority since 2012, this module automatically integrates all billable operations registered in SIFOX.
Automatic integration of billable transactions registered in SIFOX
Automatic creation of billing documents
Automatic production of credit notes
Creation of the monthly SAFT file in XML format
Responds to all instructions within Portugal’s capital market and also includes other international reports.
CMVM (Portuguese Securities Market Commission): generation of all instructions within the capital market
Bank of Portugal: Arinto
QI (Qualified Intermediary)
EMIR
This module contributes to fiscal transparency. It evolves according to international regulations and helps improve the client's internal processes.
Portuguese Tax Authority: tax forms
CRS
FATCA
Calculates annual tax gains/losses and issues reports for end clients, considering all transactions registered in the BackOffice.
This is a module which covers and complies with MiFID regulatory requirements and developments.
Parameterisation of the acceptance of the execution policy
Appropriateness test
Parameterisation of categories of financial instruments and investors
Registration of exceptions
Integration of all reportable operations
Integration layer with external applications
Registration of relevant information for investment decision-makers
Generation of the Transaction Report
Reading and processing the regulator's complaints file
Structure required under Order Record Keeping
Reporting on the 5 largest execution venues (volume and number of transactions)
